Legal Regulatory

Vishwas Fincap Services Pvt. Ltd is carrying out the business in respect to stock broking activities and also carries out the activities of depository participant. SEBI Registration No. INZ000189835 | SEBI Depository Participant ID: CDSL 12074200 | NSE Membership Code - 13270 | Registered Office - wz-310, Nangal Raya, Delhi Cantt New Delhi-110046 | CIN NO:U65999DL1996PTC08204 |Compliance officer: Vibhanshu Rana ,Email:compliance@vishwasfincap.com, Phone: 011-47115524




POLICIES



Disclosures



Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don’ts) in Vernacular Language:





Risk Disclosures on Derivatives

  • check 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses
  • check On an average, loss makers registered net trading loss close to ₹ 50,000
  • check Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs
  • check Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.


Source: https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html

Futures and Options (derivatives):
Derivatives are a sophisticated investment device. The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts.

Attention Investors
  • check Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  • checkUpdate your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  • checkPay 20% upfront margin of the transaction value to trade in cash market segment
  • checkInvestors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  • checkCheck your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.


Issued in the interest of Investors

Prevent Unauthorized Transactions in your demat account. Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day. This is issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary(broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.



Filing Complaints on SCORES- Easy & quick

a. Register on SCORES portal

b. Mandatory details for filing complaints on SCORES:

i. Name,PAN,Address,Mobile Number, Email ID

c. Benefits:

i. Effective Communication
ii. Speedy redressal of the grievances

Website and investor grievance links:
Details Of Upstreaming Client Nodal Bank(USCNB) Accounts Maintained By Vishwas Fincap Services Pvt Ltd